Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Alan Moore | 2868148 | 2 | 01/08/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Iola | 2103831 | 3 | 12/31/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Nathan Swank | 3168639 | 3 | 08/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Lyman Ursrey | 2554203 | 3 | 12/02/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin John McPhee | 2316848 | 6 | 09/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Floyd Black | 4280729 | 1 | 06/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin John McPhee | 2316848 | 6 | 05/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Walter Hilgenberg | 4297433 | 1 | 07/21/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Dinardo | 1292426 | 1 | 10/30/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Ray Small | 4494575 | 2 | 03/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |