Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry George Korchak | 1990284 | 1 | 05/21/2020 | Customer Dispute | Pending | $7,790,690.00 | $0.00 | See FINRA Report |
| Stephen Fergus Curry | 5207046 | 1 | 05/21/2020 | Customer Dispute | Pending | $7,790,690.00 | $0.00 | See FINRA Report |
| John Gary Gustafson | 2409230 | 9 | 04/25/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Michael Combs | 2738188 | 4 | 11/02/2004 | Customer Dispute | Pending | $70,289.40 | $0.00 | See FINRA Report |
| James Lance Weimar | 1244693 | 1 | 12/23/2003 | Customer Dispute | Pending | $12,000.00 | $0.00 | See FINRA Report |
| Stephen Cutler Arnold | 1178562 | 4 | 05/16/2002 | Customer Dispute | Pending | $199,700.00 | $0.00 | See FINRA Report |