Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Dewayne Brown | 2002008 | 2 | 08/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Earl Archambault | 1240039 | 5 | 06/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nathan Donald Sealey | 2997307 | 6 | 05/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Kent Hamerlinck | 1712712 | 1 | 02/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Aaron Bleznak | 2293696 | 6 | 12/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Earl McCarter | 4856079 | 4 | 12/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Thomas Armstrong | 1269827 | 3 | 02/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Gary Gustafson | 2409230 | 9 | 10/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Franklin Jeffrey McElroy | 2237589 | 7 | 05/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Gary Gustafson | 2409230 | 9 | 02/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |