Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cory James McCune | 5701223 | 1 | 05/08/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Colin Patrick | 5001982 | 1 | 11/07/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Lyman Ursrey | 2554203 | 3 | 09/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Douglas Evans | 4701021 | 1 | 01/03/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandi M Pugh | 4470470 | 1 | 10/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pamela Sue Espinosa | 5865661 | 2 | 05/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark David Yadron | 1520648 | 8 | 03/25/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Byron Williams | 468193 | 1 | 01/30/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Joseph Schnall | 1587999 | 3 | 07/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher James Bradshaw | 2929353 | 4 | 02/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |