Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katherine Kay Louise Motzkus | 2859977 | 1 | 09/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yehuda Zalman Gross | 6380562 | 1 | 08/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Judy Ann Boston | 4853793 | 2 | 06/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaime Rene de La Garza | 4914728 | 1 | 05/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Ross Armentor | 2342474 | 2 | 01/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristi Ann Nash | 2634814 | 8 | 12/31/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Allen Hildebrand | 4703975 | 2 | 08/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristi Ann Nash | 2634814 | 8 | 06/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Whitney Shane Jones | 6776293 | 1 | 06/07/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Franklin Roberts | 5067565 | 1 | 04/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |