Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Bernard Wiser | 470549 | 6 | 12/08/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Blake Nelson | 1199678 | 1 | 08/02/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aivars Ziedins | 476441 | 2 | 11/10/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |