Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juli Hofmockel Rahill | 5157586 | 1 | 11/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan William Lonske | 2594921 | 4 | 11/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Charles O'Keeffe | 1163872 | 1 | 09/25/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Francis Wiercinski | 5442335 | 1 | 10/07/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tf McCall Jenkins | 5298129 | 1 | 08/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Franklin Bailey | 1384557 | 1 | 05/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marcus John Hernandez | 4902687 | 1 | 01/08/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John George Kallis | 4366410 | 2 | 11/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Karl Rosenberger | 4636157 | 1 | 01/12/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vincent Paul Sturm | 3128214 | 2 | 08/26/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |