Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian William Laughlin | 2621524 | 1 | 02/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Brendan McCarthy | 3060295 | 1 | 02/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory White Anderson | 2722390 | 1 | 10/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Alan Schertel | 5307365 | 1 | 09/21/2009 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Steven J Cochlan | 1073586 | 2 | 08/20/2009 | Customer Dispute | Denied | $227,059.00 | $0.00 | See FINRA Report |
| Pamela Marie Vanone | 4605823 | 1 | 07/28/2009 | Customer Dispute | Denied | $5,348.02 | $0.00 | See FINRA Report |
| David Aaron Bleznak | 2293696 | 6 | 05/29/2009 | Customer Dispute | Denied | $43,354.00 | $0.00 | See FINRA Report |
| Dee N Buckminster | 4230591 | 1 | 05/27/2009 | Customer Dispute | Denied | $11,125.00 | $0.00 | See FINRA Report |
| Taylor Keith Ranker | 1954114 | 1 | 04/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Allen Firestone | 2554329 | 1 | 04/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |