Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Edward Teal | 4695831 | 1 | 05/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Walter Beltz | 3195870 | 1 | 02/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jack Charles West | 1735378 | 5 | 07/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher James Bradshaw | 2929353 | 4 | 04/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Clemens Duncombe | 4574450 | 2 | 09/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Casey Justin Fry | 5158152 | 1 | 08/07/2014 | Customer Dispute | Denied | $7,486.43 | $0.00 | See FINRA Report |
| Craig Louis Martucci | 3056333 | 1 | 03/25/2014 | Customer Dispute | Denied | $133,769.00 | $0.00 | See FINRA Report |
| Rainey Steven Rogers | 1839823 | 3 | 02/27/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Garren J Decker | 1961005 | 1 | 01/21/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Mitchell Brian Walk | 3195375 | 6 | 07/31/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |