Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Colin Davis | 4078445 | 1 | 06/03/2003 | Customer Dispute | Denied | $287,000.00 | $0.00 | See FINRA Report |
| Howard Rod Hite | 246939 | 1 | 02/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Bernard Wiser | 470549 | 6 | 02/07/2003 | Customer Dispute | Denied | $684,238.00 | $0.00 | See FINRA Report |
| Robert Michael Olson | 3179940 | 3 | 10/17/2002 | Customer Dispute | Denied | $17,605.10 | $0.00 | See FINRA Report |
| Miriam Lopez | 2394793 | 1 | 08/21/2002 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Larry Ronald Blair | 849940 | 1 | 08/08/2002 | Customer Dispute | Denied | $56,505.00 | $0.00 | See FINRA Report |
| Glen Arthur Turner | 2503850 | 5 | 07/19/2002 | Customer Dispute | Denied | $373,000.00 | $0.00 | See FINRA Report |
| Brian C Duttera | 1663644 | 3 | 06/11/2001 | Customer Dispute | Denied | $114,700.00 | $0.00 | See FINRA Report |
| Christopher James Rouse | 2668405 | 2 | 07/17/2000 | Customer Dispute | Denied | $5,000.09 | $0.00 | See FINRA Report |
| Altair Miro Gobo | 1081870 | 3 | 06/16/2000 | Customer Dispute | Denied | $34,354.90 | $0.00 | See FINRA Report |