Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert L Bush | 36955 | 4 | 03/29/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Kyle Knox | 4430828 | 3 | 01/05/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Earl Miller | 1639180 | 1 | 11/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Mitman | 4288569 | 1 | 07/29/2004 | Customer Dispute | Denied | $7,167.00 | $0.00 | See FINRA Report |
| Altair Miro Gobo | 1081870 | 3 | 06/17/2004 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Roger Laurence Dubuque | 2343213 | 1 | 06/17/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Ervin Kibler | 1781409 | 2 | 02/18/2004 | Customer Dispute | Denied | $10,717.20 | $0.00 | See FINRA Report |
| Robert Michael Olson | 3179940 | 3 | 02/06/2004 | Customer Dispute | Denied | $15,762.30 | $0.00 | See FINRA Report |
| John David Ross | 2633125 | 1 | 02/03/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Billy Lynn Clark | 2142590 | 1 | 07/15/2003 | Customer Dispute | Denied | $143,100.00 | $0.00 | See FINRA Report |