Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew F Williams | 2091611 | 2 | 04/10/2006 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Robert Ray Bennie | 2560709 | 7 | 11/09/2005 | Customer Dispute | Denied | $46,758.00 | $0.00 | See FINRA Report |
| Kevin Douglass Ellman | 2116368 | 4 | 10/07/2005 | Customer Dispute | Denied | $100,347.00 | $0.00 | See FINRA Report |
| Chad Alan Keim | 2516391 | 6 | 10/03/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Ray Bennie | 2560709 | 7 | 08/03/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Ray Bennie | 2560709 | 7 | 08/03/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Thomas Armstrong | 1269827 | 3 | 06/16/2005 | Customer Dispute | Denied | $86,033.20 | $0.00 | See FINRA Report |
| Robert Sack | 602561 | 2 | 06/02/2005 | Customer Dispute | Denied | $9,775.00 | $0.00 | See FINRA Report |
| Daniel Alexander Cornwell | 2573062 | 1 | 05/25/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Allen Hynes | 1506034 | 1 | 04/12/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |