Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Bennett Sade | 1069305 | 5 | 03/09/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Paul Scott Nadell | 2223610 | 1 | 02/24/2009 | Customer Dispute | Withdrawn | $9,960.00 | $0.00 | See FINRA Report |
| William Michael Coffey | 2240258 | 1 | 02/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Lyman Ursrey | 2554203 | 3 | 02/18/2009 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Glen Arthur Turner | 2503850 | 5 | 02/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Filosa | 1798768 | 3 | 02/09/2009 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Scott Clayton Crawford | 4026357 | 1 | 02/05/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Paul James McArthur | 4836288 | 1 | 01/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Mayer | 4183123 | 1 | 01/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin John McPhee | 2316848 | 6 | 01/21/2009 | Customer Dispute | Closed-No Action | $16,088.00 | $0.00 | See FINRA Report |