Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rainey Steven Rogers | 1839823 | 3 | 04/20/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher James Bradshaw | 2929353 | 4 | 04/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kile Eugene Lewis | 2606798 | 2 | 03/18/2015 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Michael Louis Hoch | 2844875 | 1 | 02/13/2015 | Customer Dispute | Settled | $27,451.50 | $0.00 | See FINRA Report |
| James Clemens Duncombe | 4574450 | 2 | 09/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Casey Justin Fry | 5158152 | 1 | 08/07/2014 | Customer Dispute | Denied | $7,486.43 | $0.00 | See FINRA Report |
| Elad Gad Goren | 3188161 | 1 | 07/08/2014 | Customer Dispute | Settled | $1,215,330.00 | $0.00 | See FINRA Report |
| Craig Louis Martucci | 3056333 | 1 | 03/25/2014 | Customer Dispute | Denied | $133,769.00 | $0.00 | See FINRA Report |
| Rainey Steven Rogers | 1839823 | 3 | 02/27/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Garren J Decker | 1961005 | 1 | 01/21/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |