Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Fund Services (USA) LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kara Ann Foley | 5388916 | 1 | 07/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |