Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Stewart Fleming | 6850220 | 1 | 02/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randy Edward Ball | 3172188 | 5 | 02/17/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Wendy Jane Laranjo | 2788227 | 2 | 01/13/2006 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Wendy Jane Laranjo | 2788227 | 2 | 08/15/2005 | Customer Dispute | Denied | $14,808.00 | $0.00 | See FINRA Report |
| Randy Edward Ball | 3172188 | 5 | 06/21/2005 | Customer Dispute | Settled | $10,853.60 | $0.00 | See FINRA Report |
| John Allan Cylc | 2917559 | 1 | 07/07/2004 | Customer Dispute | Denied | $6,836.41 | $0.00 | See FINRA Report |
| John Richard Acevedo | 2990934 | 2 | 06/20/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Maria Tychi-Kefalas | 1188325 | 2 | 03/28/2000 | Customer Dispute | Settled | $6,300.00 | $0.00 | See FINRA Report |
| August Charles Miele | 2034696 | 4 | 06/05/1997 | Customer Dispute | Award / Judgment | $65,003.00 | $16,250.00 | See FINRA Report |
| Andrew F Morris | 2009038 | 2 | 08/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |