Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ann M Marshall | 4298125 | 5 | 09/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Acevedo | 2990934 | 2 | 11/02/2010 | Customer Dispute | Settled | $56,500.00 | $0.00 | See FINRA Report |
| Ann M Marshall | 4298125 | 5 | 06/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Panagiotis Peter Ermogenous | 5257901 | 3 | 04/15/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Maria Tychi-Kefalas | 1188325 | 2 | 05/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randy Edward Ball | 3172188 | 6 | 05/11/2009 | Customer Dispute | Denied | $16,650.00 | $0.00 | See FINRA Report |
| Randy Edward Ball | 3172188 | 6 | 05/08/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Natale Russo | 2287859 | 3 | 11/21/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randy Edward Ball | 3172188 | 6 | 09/22/2008 | Customer Dispute | Settled | $5,748.67 | $0.00 | See FINRA Report |
| Nico Rawinder Singh Sethi | 5985008 | 4 | 07/16/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |