Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl Anthony Frank Libert | 4350163 | 3 | 07/24/2013 | Customer Dispute | Settled | $14,886.40 | $0.00 | See FINRA Report |
| Carl Anthony Frank Libert | 4350163 | 3 | 07/09/2013 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| August Charles Miele | 2034696 | 4 | 05/24/2013 | Customer Dispute | Denied | $22,979.00 | $0.00 | See FINRA Report |
| John Natale Russo | 2287859 | 3 | 04/11/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas J Morelli | 3175266 | 2 | 02/26/2013 | Customer Dispute | Settled | $43,393.00 | $0.00 | See FINRA Report |
| Walter Rocco Kukowski | 1890862 | 4 | 02/26/2013 | Customer Dispute | Settled | $43,393.00 | $0.00 | See FINRA Report |
| Aaron Foley | 2843153 | 1 | 11/16/2012 | Customer Dispute | Denied | $6,800.00 | $0.00 | See FINRA Report |
| John Natale Russo | 2287859 | 3 | 10/02/2012 | Customer Dispute | Settled | $7,412.46 | $0.00 | See FINRA Report |
| Nico Rawinder Singh Sethi | 5985008 | 4 | 04/18/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ann M Marshall | 4298125 | 5 | 01/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |