Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristine J Jakubczak | 7112566 | 3 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Andrew Desalvo | 1812531 | 3 | 03/12/2015 | Customer Dispute | Settled | $37,721.00 | $0.00 | See FINRA Report |
| Nico Rawinder Singh Sethi | 5985008 | 4 | 11/10/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Rocco Kukowski | 1890862 | 4 | 09/17/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Michael Johnson | 2947839 | 1 | 08/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nico Rawinder Singh Sethi | 5985008 | 4 | 04/03/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Antonio Alexander Alarcon | 6123624 | 3 | 10/17/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jilber Kalayjian | 2963728 | 1 | 09/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Andrew Desalvo | 1812531 | 3 | 08/14/2013 | Customer Dispute | Denied | $9,518.39 | $0.00 | See FINRA Report |
| Carl Anthony Frank Libert | 4350163 | 3 | 07/30/2013 | Customer Dispute | Settled | $10,094.60 | $0.00 | See FINRA Report |