Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward C Grampp | 5411524 | 1 | 08/31/2015 | Customer Dispute | Settled | $57,683.00 | $0.00 | See FINRA Report |
| Ann M Marshall | 4298125 | 5 | 08/31/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shanor N Hawkins | 3119189 | 1 | 08/13/2015 | Customer Dispute | Settled | $9,932.86 | $0.00 | See FINRA Report |
| Antonio Alexander Alarcon | 6123624 | 3 | 07/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elaine Marrero | 6751733 | 1 | 06/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann M Marshall | 4298125 | 5 | 06/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Andrew Desalvo | 1812531 | 3 | 04/30/2015 | Customer Dispute | Denied | $7,239.45 | $0.00 | See FINRA Report |
| Christopher Caron | 5624399 | 1 | 04/16/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristine J Jakubczak | 7112566 | 3 | 04/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristine J Jakubczak | 7112566 | 3 | 04/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |