Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Arturo Vargas | 2464058 | 1 | 03/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin C Kennedy | 6674786 | 2 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Powers Defeo | 1660868 | 1 | 02/14/2018 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Walter Rocco Kukowski | 1890862 | 4 | 10/26/2016 | Customer Dispute | Settled | $455,147.00 | $0.00 | See FINRA Report |
| Antonio Alexander Alarcon | 6123624 | 3 | 06/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tisha Nichol Evans | 4693102 | 1 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas J Morelli | 3175266 | 2 | 04/01/2016 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Walter Rocco Kukowski | 1890862 | 4 | 04/01/2016 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Bethanne Wesolowski | 6017736 | 1 | 11/30/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| August Charles Miele | 2034696 | 4 | 10/19/2015 | Customer Dispute | Closed-No Action | $6,865.00 | $0.00 | See FINRA Report |