Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Rocco Kukowski | 1890862 | 4 | 04/01/2016 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Sheldon Walker | 6187585 | 1 | 01/20/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Bethanne Wesolowski | 6017736 | 1 | 11/30/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| August Charles Miele | 2034696 | 4 | 10/19/2015 | Customer Dispute | Closed-No Action | $6,865.00 | $0.00 | See FINRA Report |
| Rossanna A Lopez Reinoso | 6823438 | 1 | 09/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward C Grampp | 5411524 | 1 | 08/31/2015 | Customer Dispute | Settled | $57,683.00 | $0.00 | See FINRA Report |
| Ann M Marshall | 4298125 | 5 | 08/31/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shanor N Hawkins | 3119189 | 1 | 08/13/2015 | Customer Dispute | Settled | $9,932.86 | $0.00 | See FINRA Report |
| Antonio Alexander Alarcon | 6123624 | 3 | 07/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elaine Marrero | 6751733 | 1 | 06/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |