Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Surya Karen Sapra | 4713523 | 2 | 05/23/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Randy Edward Ball | 3172188 | 6 | 01/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Antonio Aitcheson | 5585755 | 1 | 09/21/2022 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| August Charles Miele | 2034696 | 4 | 07/19/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Panagiotis Peter Ermogenous | 5257901 | 3 | 05/09/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Surya Karen Sapra | 4713523 | 2 | 04/09/2020 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Panagiotis Peter Ermogenous | 5257901 | 3 | 03/09/2020 | Customer Dispute | Settled | $249,281.00 | $0.00 | See FINRA Report |
| Robert Francis Paventi | 1865265 | 1 | 12/04/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matt Francis Breunig | 4974167 | 1 | 09/11/2018 | Customer Dispute | Denied | $10,700.00 | $0.00 | See FINRA Report |
| Martin C Kennedy | 6674786 | 2 | 04/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |