Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Randy Edward Ball | 3172188 | 6 | 06/21/2005 | Customer Dispute | Settled | $10,853.60 | $0.00 | See FINRA Report |
Maria Tychi-Kefalas | 1188325 | 2 | 03/28/2000 | Customer Dispute | Settled | $6,300.00 | $0.00 | See FINRA Report |