Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl Anthony Frank Libert | 4350163 | 3 | 07/09/2013 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Thomas J Morelli | 3175266 | 2 | 02/26/2013 | Customer Dispute | Settled | $43,393.00 | $0.00 | See FINRA Report |
| Walter Rocco Kukowski | 1890862 | 4 | 02/26/2013 | Customer Dispute | Settled | $43,393.00 | $0.00 | See FINRA Report |
| John Natale Russo | 2287859 | 3 | 10/02/2012 | Customer Dispute | Settled | $7,412.46 | $0.00 | See FINRA Report |
| John Richard Acevedo | 2990934 | 2 | 11/02/2010 | Customer Dispute | Settled | $56,500.00 | $0.00 | See FINRA Report |
| Panagiotis Peter Ermogenous | 5257901 | 3 | 04/15/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Maria Tychi-Kefalas | 1188325 | 2 | 05/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randy Edward Ball | 3172188 | 6 | 05/08/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Randy Edward Ball | 3172188 | 6 | 09/22/2008 | Customer Dispute | Settled | $5,748.67 | $0.00 | See FINRA Report |
| Pietro Ragazzo | 2804937 | 1 | 05/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |