Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Aaron Foley | 2843153 | 1 | 11/16/2012 | Customer Dispute | Denied | $6,800.00 | $0.00 | See FINRA Report |
Randy Edward Ball | 3172188 | 6 | 05/11/2009 | Customer Dispute | Denied | $16,650.00 | $0.00 | See FINRA Report |
Wendy Jane Laranjo | 2788227 | 2 | 01/13/2006 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
Wendy Jane Laranjo | 2788227 | 2 | 08/15/2005 | Customer Dispute | Denied | $14,808.00 | $0.00 | See FINRA Report |
John Allan Cylc | 2917559 | 1 | 07/07/2004 | Customer Dispute | Denied | $6,836.41 | $0.00 | See FINRA Report |
John Richard Acevedo | 2990934 | 2 | 06/20/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |