Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas J Morelli | 3175266 | 2 | 04/01/2016 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Walter Rocco Kukowski | 1890862 | 4 | 04/01/2016 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| August Charles Miele | 2034696 | 4 | 10/19/2015 | Customer Dispute | Closed-No Action | $6,865.00 | $0.00 | See FINRA Report |
| Edward C Grampp | 5411524 | 1 | 08/31/2015 | Customer Dispute | Settled | $57,683.00 | $0.00 | See FINRA Report |
| Shanor N Hawkins | 3119189 | 1 | 08/13/2015 | Customer Dispute | Settled | $9,932.86 | $0.00 | See FINRA Report |
| Robert Andrew Desalvo | 1812531 | 3 | 04/30/2015 | Customer Dispute | Denied | $7,239.45 | $0.00 | See FINRA Report |
| Robert Andrew Desalvo | 1812531 | 3 | 03/12/2015 | Customer Dispute | Settled | $37,721.00 | $0.00 | See FINRA Report |
| Walter Rocco Kukowski | 1890862 | 4 | 09/17/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Andrew Desalvo | 1812531 | 3 | 08/14/2013 | Customer Dispute | Denied | $9,518.39 | $0.00 | See FINRA Report |
| Carl Anthony Frank Libert | 4350163 | 3 | 07/30/2013 | Customer Dispute | Settled | $10,094.60 | $0.00 | See FINRA Report |