Our Staff has compiled our research into a database of FINRA Broker Disclosures for ACE Diversified Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Suhnghun Seong | 4400805 | 1 | 01/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lynnwood Jen | 2198343 | 2 | 04/06/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lynnwood Jen | 2198343 | 2 | 05/10/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Youngjin Lee | 1939369 | 1 | 03/21/2002 | Customer Dispute | Settled | $404,628.00 | $0.00 | See FINRA Report |
| Mooho Lee | 2067251 | 1 | 08/02/1996 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |