Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christine Michelle Faris | 6710245 | 10 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Michelle Faris | 6710245 | 10 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Michelle Faris | 6710245 | 10 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 10 | 11/30/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christine Michelle Faris | 6710245 | 10 | 10/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James A Whiteman | 4570851 | 5 | 07/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Albert Mangin | 318628 | 2 | 05/10/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Elliott M Brody | 1293802 | 3 | 04/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christine Michelle Faris | 6710245 | 10 | 03/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Keith Fenster | 4792451 | 1 | 03/23/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |