Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul N Lekousis | 2545673 | 3 | 12/07/2022 | Customer Dispute | Settled | $146,269.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 10 | 09/20/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Don Scalercio | 2269421 | 2 | 09/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Norris Smith | 2833891 | 10 | 06/20/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Norris Smith | 2833891 | 10 | 05/31/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Kevin Nolan | 6993979 | 1 | 04/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brendan Morgan Farrelly | 5646039 | 1 | 02/11/2022 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Christine Michelle Faris | 6710245 | 10 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Michelle Faris | 6710245 | 10 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Michelle Faris | 6710245 | 10 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |