Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clarence Mark Hessing | 2125143 | 3 | 08/19/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Paul Laframboise | 4685083 | 1 | 07/10/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Blumberg | 2905801 | 1 | 12/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert James Reid | 1295233 | 2 | 10/09/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Lee Kempton | 1757218 | 10 | 08/24/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Corteen | 3125335 | 2 | 03/15/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcus J Williams | 4214463 | 2 | 12/31/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nikolay Dimitrov Angelov | 5144517 | 1 | 10/14/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Gooding | 1251700 | 2 | 09/24/1992 | Customer Dispute | Award / Judgment | $250,000.00 | $55,000.00 | See FINRA Report |
| Robert Wesley Hinkel | 1549411 | 3 | 08/13/1992 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |