Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jack Cornel Tompkins | 1170120 | 6 | 07/08/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jack Cornel Tompkins | 1170120 | 6 | 07/08/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Stephen Bruce Smith | 1137561 | 1 | 08/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Daniel Craig Flanscha | 1581175 | 1 | 08/19/2008 | Customer Dispute | Settled | $17,206.60 | $0.00 | See FINRA Report |
Travis E Dougherty | 4264760 | 1 | 08/15/2008 | Customer Dispute | Settled | $34,105.30 | $0.00 | See FINRA Report |
Clarence Mark Hessing | 2125143 | 3 | 04/04/2008 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
William Burford Magenheimer | 1420847 | 5 | 09/24/2007 | Customer Dispute | Settled | $10,500.00 | $0.00 | See FINRA Report |
Christopher Lemar Gandy | 3251542 | 2 | 12/21/2005 | Customer Dispute | Settled | $7,999.93 | $0.00 | See FINRA Report |
Dave Joe Ondo | 1776601 | 5 | 12/13/2005 | Customer Dispute | Settled | $9,958.52 | $0.00 | See FINRA Report |
Benjamin Eugene Reece | 4564351 | 1 | 03/24/2004 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |