Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd William Hartshorn | 2479085 | 1 | 06/16/2014 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Bret W Hortin | 1889120 | 4 | 12/13/2013 | Customer Dispute | Settled | $38,044.40 | $0.00 | See FINRA Report |
| Mark Lewis Anderson | 3064033 | 1 | 02/25/2013 | Customer Dispute | Settled | $161,469.00 | $0.00 | See FINRA Report |
| Dave Joe Ondo | 1776601 | 5 | 08/08/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Wesley Hinkel | 1549411 | 3 | 11/01/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan B Ayer | 5358570 | 2 | 10/08/2010 | Customer Dispute | Settled | $6,329.19 | $0.00 | See FINRA Report |
| Joe Louis Fernandez | 206717 | 1 | 07/27/2009 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Jack Cornel Tompkins | 1170120 | 6 | 07/22/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 10 | 07/16/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Cornel Tompkins | 1170120 | 6 | 07/15/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |