Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Elaine Rachelle Kellogg | 6199363 | 4 | 08/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Oliver Schreiber | 4046456 | 1 | 07/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Deane Jefford | 4190690 | 1 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Claudia Cepero Ros | 2224985 | 1 | 04/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gregory Joseph McBride | 6294723 | 1 | 04/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Heriberto Gonzalez | 5727023 | 1 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Wayne Allen Piper | 5859355 | 3 | 12/09/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Justin David Strunk | 6648483 | 1 | 12/02/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |