Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert E Kern | 4743906 | 7 | 11/17/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Delmas Torres | 2228680 | 2 | 08/12/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dwight Allen Heikkila | 715277 | 1 | 09/14/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Patrick Golden | 4553248 | 1 | 12/18/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dave Joe Ondo | 1776601 | 5 | 08/18/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jack Cornel Tompkins | 1170120 | 6 | 04/25/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |