Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hike Lawrence Lee | 4886645 | 2 | 01/12/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Lemar Gandy | 3251542 | 2 | 05/15/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Russell Robert Hartig | 4871312 | 1 | 05/04/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aleksander Lech Dabrowski | 4970947 | 1 | 05/04/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Scott Doidge | 3178565 | 5 | 01/04/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roy Francis Lissarrague | 2542215 | 1 | 05/04/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laura Holly Rozek-Dill | 4808228 | 1 | 06/04/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joann R Napoli-Winant | 2322928 | 1 | 06/06/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Vincent Dilorenzo | 1062172 | 2 | 06/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darren Barclay Bell | 5882422 | 4 | 02/27/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |