Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Robert Chesney | 2442314 | 1 | 12/04/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
James Albert Triola | 1060090 | 2 | 09/20/2002 | Customer Dispute | Settled | $15,287.00 | $0.00 | See FINRA Report |
Robert J Lee | 1830536 | 1 | 08/05/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Robert James Reid | 1295233 | 2 | 06/17/2002 | Customer Dispute | Denied | $5,043.69 | $0.00 | See FINRA Report |
Mickey Guy Elting | 2288556 | 2 | 02/20/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
William Burford Magenheimer | 1420847 | 5 | 09/07/2001 | Customer Dispute | Settled | $19,858.00 | $0.00 | See FINRA Report |
Mark Don Scalercio | 2269421 | 2 | 12/27/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Clarence Mark Hessing | 2125143 | 3 | 08/19/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Gregory A Granato | 2078769 | 3 | 05/08/1998 | Customer Dispute | Settled | $109,391.00 | $0.00 | See FINRA Report |
Mark Gregory Rumpza | 1908003 | 5 | 10/16/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |