Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gregory Lee Kempton | 1757218 | 10 | 08/24/2004 | Customer Dispute | Denied | $10,627.10 | $0.00 | See FINRA Report |
Benjamin Eugene Reece | 4564351 | 1 | 03/24/2004 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
William Burford Magenheimer | 1420847 | 5 | 09/18/2003 | Customer Dispute | Settled | $17,858.30 | $0.00 | See FINRA Report |
Ghiass Mohamed Ali | 3163020 | 1 | 03/27/2003 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
Mitchell Wesley Poole | 729172 | 2 | 12/09/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Clarence Mark Hessing | 2125143 | 3 | 12/09/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William Robert Chesney | 2442314 | 1 | 12/04/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Robert J Lee | 1830536 | 1 | 08/05/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Robert James Reid | 1295233 | 2 | 06/17/2002 | Customer Dispute | Denied | $5,043.69 | $0.00 | See FINRA Report |
William Burford Magenheimer | 1420847 | 5 | 09/07/2001 | Customer Dispute | Settled | $19,858.00 | $0.00 | See FINRA Report |