Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jack Cornel Tompkins | 1170120 | 6 | 07/15/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jack Cornel Tompkins | 1170120 | 6 | 07/08/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jack Cornel Tompkins | 1170120 | 6 | 07/08/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Bryan P Cunningham | 2930671 | 2 | 06/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
William Burford Magenheimer | 1420847 | 5 | 10/06/2008 | Customer Dispute | Denied | $16,834.80 | $0.00 | See FINRA Report |
Stephen Bruce Smith | 1137561 | 1 | 08/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Daniel Craig Flanscha | 1581175 | 2 | 08/19/2008 | Customer Dispute | Settled | $17,206.60 | $0.00 | See FINRA Report |
Shaun Christopher Weyer | 4607359 | 1 | 07/30/2008 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
Clarence Mark Hessing | 2125143 | 3 | 04/04/2008 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
Christopher Carl Huntsman | 4853817 | 1 | 10/03/2007 | Customer Dispute | Denied | $8,110.53 | $0.00 | See FINRA Report |