Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Wesley Hinkel | 1549411 | 3 | 11/01/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jonathan B Ayer | 5358570 | 2 | 10/08/2010 | Customer Dispute | Settled | $6,329.19 | $0.00 | See FINRA Report |
Scott R Storick | 1620234 | 12 | 08/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Tyson Harvey Cook | 2919936 | 1 | 06/17/2010 | Customer Dispute | Denied | $76,013.90 | $0.00 | See FINRA Report |
Gregory Hampton Crance | 736820 | 4 | 02/11/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Edwin William Thauer | 1266499 | 1 | 01/26/2010 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
Scott R Storick | 1620234 | 12 | 09/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joe Louis Fernandez | 206717 | 1 | 07/27/2009 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
Jack Cornel Tompkins | 1170120 | 6 | 07/22/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Philip Norris Smith | 2833891 | 9 | 07/16/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |