Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dave Joe Ondo | 1776601 | 5 | 08/08/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Francis Nelson | 1677566 | 1 | 09/20/2011 | Customer Dispute | Closed-No Action | $56,637.00 | $0.00 | See FINRA Report |
| James Scott Doidge | 3178565 | 5 | 06/09/2011 | Customer Dispute | Award / Judgment | $0.00 | $70,375.00 | See FINRA Report |
| James Scott Doidge | 3178565 | 5 | 06/09/2011 | Customer Dispute | Award / Judgment | $0.00 | $70,375.00 | See FINRA Report |
| Arnold Lee Dorman | 5052563 | 1 | 11/26/2010 | Customer Dispute | Award / Judgment | $250,000.00 | $225,000.00 | See FINRA Report |
| Robert Wesley Hinkel | 1549411 | 3 | 11/01/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan B Ayer | 5358570 | 2 | 10/08/2010 | Customer Dispute | Settled | $6,329.19 | $0.00 | See FINRA Report |
| Tyson Harvey Cook | 2919936 | 1 | 06/17/2010 | Customer Dispute | Denied | $76,013.90 | $0.00 | See FINRA Report |
| Edwin William Thauer | 1266499 | 1 | 01/26/2010 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Joe Louis Fernandez | 206717 | 1 | 07/27/2009 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |