Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne Allen Piper | 5859355 | 3 | 06/02/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Gregory Ayers | 2048476 | 1 | 06/02/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jonathan B Ayer | 5358570 | 2 | 05/18/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Norman Andre Nadeau | 2128162 | 1 | 05/07/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 10 | 05/04/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Wesley Hinkel | 1549411 | 3 | 02/27/2015 | Customer Dispute | Closed-No Action | $208,000.00 | $0.00 | See FINRA Report |
| Todd William Hartshorn | 2479085 | 1 | 06/16/2014 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Christine Ann Martin | 2537735 | 1 | 04/10/2014 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
| Bret W Hortin | 1889120 | 4 | 12/13/2013 | Customer Dispute | Settled | $38,044.40 | $0.00 | See FINRA Report |
| Mark Lewis Anderson | 3064033 | 1 | 02/25/2013 | Customer Dispute | Settled | $161,469.00 | $0.00 | See FINRA Report |