Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Norris Smith | 2833891 | 10 | 09/06/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 10 | 03/25/2019 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Hike Lawrence Lee | 4886645 | 2 | 09/13/2017 | Customer Dispute | Denied | $5,813.00 | $0.00 | See FINRA Report |
| Paul Delmas Torres | 2228680 | 2 | 02/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Vincent Dilorenzo | 1062172 | 2 | 10/13/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dave Joe Ondo | 1776601 | 5 | 06/13/2016 | Customer Dispute | Denied | $36,927.10 | $0.00 | See FINRA Report |
| Dave Joe Ondo | 1776601 | 5 | 06/13/2016 | Customer Dispute | Denied | $7,189.89 | $0.00 | See FINRA Report |
| Robert Fredrick Stierwalt | 6174359 | 1 | 05/26/2016 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Stephen Terry Wagstaff | 6040449 | 1 | 11/16/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Scott Doidge | 3178565 | 5 | 10/22/2015 | Customer Dispute | Settled | $528,000.00 | $0.00 | See FINRA Report |