Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fintrust Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore Scott Soltau | 1162333 | 3 | 08/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Scott Soltau | 1162333 | 3 | 06/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Scott Soltau | 1162333 | 3 | 06/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Cosmo Duvigneaud | 2207861 | 1 | 09/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nora Elliott Bagby | 1823895 | 2 | 04/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nora Elliott Bagby | 1823895 | 2 | 07/06/2011 | Customer Dispute | Denied | $14,992.30 | $0.00 | See FINRA Report |
| Harry Stephen Popper | 861818 | 1 | 01/12/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| William Michael Gordon | 4234103 | 1 | 12/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward F Blackburn | 3207931 | 1 | 10/24/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William E Kibler | 719977 | 1 | 07/06/1998 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |