Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Timothy Duran | 2406991 | 2 | 10/05/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Edwin Graham | 2563258 | 6 | 02/02/1998 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Leonard Dale Wyss | 1284822 | 2 | 04/24/1997 | Customer Dispute | Settled | $71,000.00 | $0.00 | See FINRA Report |
| Bruce Edwin Graham | 2563258 | 6 | 01/31/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Donald Ramires | 1865403 | 1 | 07/24/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Timothy Duran | 2406991 | 2 | 06/13/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Georgene Marie Grattan | 1085145 | 3 | 11/08/1995 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Leonard Dale Wyss | 1284822 | 2 | 09/03/1993 | Customer Dispute | Settled | $3,360,590.00 | $0.00 | See FINRA Report |
| David Allen Wells | 1006555 | 2 | 07/08/1993 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Samuel Kluft Koltun | 1739664 | 9 | 12/09/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |