Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Kluft Koltun | 1739664 | 9 | 06/29/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Edwin Graham | 2563258 | 6 | 12/18/2003 | Customer Dispute | Award / Judgment | $20,000.00 | $12,100.00 | See FINRA Report |
| Bruce Edwin Graham | 2563258 | 6 | 10/01/2003 | Customer Dispute | Settled | $74,500.00 | $0.00 | See FINRA Report |
| Samuel Kluft Koltun | 1739664 | 9 | 03/03/2003 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth Lee Brensdal | 2572626 | 3 | 01/10/2003 | Customer Dispute | Closed-No Action | $32,952.50 | $0.00 | See FINRA Report |
| David Alan Rice | 716832 | 3 | 12/18/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Rice | 716832 | 3 | 11/22/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Rice | 716832 | 3 | 12/26/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Bruce Edwin Graham | 2563258 | 6 | 02/13/2001 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Samuel Kluft Koltun | 1739664 | 9 | 06/12/2000 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |