Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Leonard Savage | 815336 | 3 | 09/18/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry McLain Dickinson | 727492 | 8 | 06/15/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry McLain Dickinson | 727492 | 8 | 05/30/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Lee Brensdal | 2572626 | 3 | 10/20/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lee Brensdal | 2572626 | 3 | 10/19/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Medwed | 1698105 | 1 | 08/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Leonard Savage | 815336 | 3 | 08/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffre Scott Reininger | 2688832 | 1 | 06/14/2005 | Customer Dispute | Closed-No Action | $87,557.00 | $0.00 | See FINRA Report |
| Georgene Marie Grattan | 1085145 | 3 | 05/18/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Georgene Marie Grattan | 1085145 | 3 | 02/11/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |