Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katherine Cannon Zamora | 1830369 | 4 | 12/18/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Matthew James Anderson | 4992743 | 1 | 11/03/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Henry McLain Dickinson | 727492 | 8 | 04/13/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Partridge | 2985510 | 2 | 01/19/2009 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Reginald Edward Fennell | 1668408 | 4 | 08/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Partridge | 2985510 | 2 | 08/25/2008 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Reginald Edward Fennell | 1668408 | 4 | 08/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry McLain Dickinson | 727492 | 8 | 06/23/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry McLain Dickinson | 727492 | 8 | 08/20/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Edwin Graham | 2563258 | 6 | 09/25/2006 | Customer Dispute | Award / Judgment | $979,676.00 | $243,377.00 | See FINRA Report |