Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Dean Byrd | 1334634 | 6 | 10/06/2014 | Customer Dispute | Settled | $86,400.00 | $0.00 | See FINRA Report |
| Robert Leonard Savage | 815336 | 3 | 08/27/2014 | Customer Dispute | Award / Judgment | $676,000.00 | $200,000.00 | See FINRA Report |
| Robert Guilio Filippi | 1424706 | 1 | 05/14/2014 | Customer Dispute | Withdrawn | $66,284.00 | $0.00 | See FINRA Report |
| William Dean Byrd | 1334634 | 6 | 03/03/2014 | Customer Dispute | Denied | $111,361.00 | $0.00 | See FINRA Report |
| Katherine Cannon Zamora | 1830369 | 4 | 02/25/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Cannon Zamora | 1830369 | 4 | 03/15/2012 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| Barton Lake Couch | 1406424 | 1 | 01/24/2012 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Norman Ray Harp | 2480563 | 2 | 08/20/2011 | Customer Dispute | Closed-No Action | $6,010.00 | $0.00 | See FINRA Report |
| Reginald Edward Fennell | 1668408 | 4 | 02/11/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Reginald Edward Fennell | 1668408 | 4 | 01/25/2011 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |