Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Dean Byrd | 1334634 | 6 | 06/02/2016 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Samuel Kluft Koltun | 1739664 | 9 | 04/18/2016 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Matt Dale Maberry | 1907099 | 1 | 02/18/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Kluft Koltun | 1739664 | 9 | 10/16/2015 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Samuel Kluft Koltun | 1739664 | 9 | 10/16/2015 | Customer Dispute | Settled | $655,000.00 | $0.00 | See FINRA Report |
| Henry McLain Dickinson | 727492 | 8 | 07/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry McLain Dickinson | 727492 | 8 | 07/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordana Schifanelli | 4129312 | 1 | 06/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Garry Wing On Yee | 4927888 | 2 | 04/27/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Henry McLain Dickinson | 727492 | 8 | 12/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |