Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garry Wing On Yee | 4927888 | 2 | 04/27/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Dean Byrd | 1334634 | 6 | 10/06/2014 | Customer Dispute | Settled | $86,400.00 | $0.00 | See FINRA Report |
| Katherine Cannon Zamora | 1830369 | 4 | 12/18/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kenneth Lee Brensdal | 2572626 | 3 | 10/20/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lee Brensdal | 2572626 | 3 | 10/19/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Georgene Marie Grattan | 1085145 | 3 | 02/11/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Bruce Edwin Graham | 2563258 | 6 | 10/01/2003 | Customer Dispute | Settled | $74,500.00 | $0.00 | See FINRA Report |
| Bruce Edwin Graham | 2563258 | 6 | 02/13/2001 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Samuel Kluft Koltun | 1739664 | 9 | 06/12/2000 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Bruce Edwin Graham | 2563258 | 6 | 02/02/1998 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |